James Max Henson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 11/2023
  Fsc Securities Corporation
  Chattanooga, TN
• 06/2012 → Present
  Citadel Financial & Retirement Solutions Llc
  Chattanooga, TN
• 11/2023 → Present
  Osaic Wealth, Inc.
  Chattanooga, TN

Previous Registrations

• 2004-03-15 → 2023-11-03
  Fsc Securities Corporation
  Chattanooga, TN
  Chattanooga, TN

Other Businesses

1) CORPORATE RIA: FSC SECURITIES/MARKETING DBA CITADEL FINANCIAL & RETIREMENT SOLUTIONS, LLC, INVESTMENT RELATED, 3069 BROAD STREET SUITE 6, CHATTANOOGA, TN 37408, IAR, STARTED 1994, 75 HRS/MONTH, 65 HRS DURING TRADING HRS, ASSIST CLIENTS IN GENERAL FINANCIAL PLANNING, MANAGEMENT OF INVESTMENT PORTFOLIOS, ESTATE AND RETIREMENT PLANNING. 2) CITADEL FINANCIAL & RETIREMENT SOLUTIONS LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1994 ADDRESS: 3069 Broad Street, Chattanooga TN 37408, United States DESCRIPTION: As appropriate for clients determine insurance needs, assemble necessary data and implement

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-10-10
• S65 Uniform Investment Adviser Law Examination
  1994-06-13

Other Names

• James Henson