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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-13
PA RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2020-10-13
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

616 Mill Street, Danville, PA 17821 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Danville PA 06/2008 Present
Raymond James Financial Services Advisors, Inc Danville PA 01/2009 Present
Fulton Financial Advisors Danville PA 06/1999 10/2019
Fulton Bank Danville PA 06/2008 Present
  • 06/2008 → Present
    Raymond James Financial Services
    Danville, PA
  • 01/2009 → Present
    Danville, PA
  • 06/1999 → 10/2019
    Fulton Financial Advisors
    Danville, PA
  • 06/2008 → Present
    Fulton Bank
    Danville, PA
Previous Registrations
  • 2008-02-14 → 2008-06-05
    Cetera Investment Services Llc
    Danville, PA
    Shamokin, PA
    Danville, PA
    Danville, PA
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 616 Mill St, Danville, PA, 17821, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Sales & Service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-08
S63 Uniform Securities Agent State Law Examination 1986-10-24
  • S65 Uniform Investment Adviser Law Examination
    2008-02-08
  • S63 Uniform Securities Agent State Law Examination
    1986-10-24
Designations

View on SEC IAPD

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