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1214 East Cary Street, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-17 |
| VA | RA | APPROVED | 2008-06-10 |
Branch Locations
1214 East Cary Street, Richmond, VA 23219 • United States
Juno Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverfront Investment Group, Llc | Richmond | VA | 06/2008 | 01/2018 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2018 | 01/2022 |
| Alps Distributors, Inc. | Denver | CO | 05/2010 | 05/2026 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-08-06 |
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
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