Sean Adam Greenhut

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-04-01

NJ RA
APPROVED

Since 2022-04-01

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	Paramus	NJ	01/2016	12/2022
Charles Schwab & Co., Inc.	Paramus	NJ	12/2022	Present
Charles Schwab Bank, Ssb	Paramus	NJ	11/2023	Present

01/2016 → 12/2022

Td Ameritrade, Inc.

Paramus, NJ
12/2022 → Present

Charles Schwab & Co., Inc.

Paramus, NJ
11/2023 → Present

Charles Schwab Bank, Ssb

Paramus, NJ

Previous Registrations

2016-01-28 → 2023-09-07

Td Ameritrade Investment Management, Llc

Paramus, NJ
2016-01-28 → 2022-10-14

Td Ameritrade, Inc.

Paramus, NJ

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-28
S63	Uniform Securities Agent State Law Examination	1999-07-20

S66 Uniform Combined State Law Examination

2015-12-28
S63 Uniform Securities Agent State Law Examination

1999-07-20

Other Names

Sean Greenhut

View on SEC IAPD