Susan Beresford Shields

Current Employers

Employment History

• 07/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Reston, VA
• 08/2013 → Present
  Bank Of America, N.A.
  Reston, VA

Previous Registrations

• 2009-06-01 → 2013-08-07
  Morgan Stanley
  Virginia Beach, VA
  Vienna, VA
  Reston, VA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Virginia Beach, VA
  Vienna, VA
• 1998-05-05 → 2007-04-02
  Morgan Stanley Dw Inc.
  Vienna, VA
  Vienna, VA

Other Businesses

1)ADVISORY BOARD MEMBER WITH SERIOUS2LEARN.COM, INC. 2)OWNERSHIP OF A RENTAL PROPERTY. General Notes: 12/20/2013 After several years of sponsoring the Women's Leadership Conference as an officer at my predecessor firm, I would like to continue to do so from Merrill Lynch. Membership on this committee will provide me an opportunity to more actively become involved with the organization from my new place of employment. 8/1/2019 I have been asked to help out with The Women's Center mission again. I believe in the cause as a great service to the mental health services in our community and would like to do so again. I*127096 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Women's Center Investment related: N Address of business: Vienna, Virginia 22180 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 11/1/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board Member. While I am not certain which board committees on which I will sit, I believe that Governance and Development are most likely. I will be helping update governance policies and speak on TWC's mission for development. I*426819 For profit or not for profit: Name of outside business organization: The Women's Center Investment related: N Address of business: Vienna, Virginia, 22180, United States Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The organization would like me to become a member of the finance committee of the board of directors to consult with current members who are audit related. I will not advise nor negotiate nor execute investment management and strategy but consult.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-05
• S63 Uniform Securities Agent State Law Examination
  1991-12-04

Other Names

• Susan Beresford
• Susan Laurelle Perpall