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Thomas Byrne

Charles Schwab & Co., Inc.

Kunnletown, PA

Lone Tree, CO

CRD 1532882

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-12-14
  • NJ RA
    APPROVED
    Since 2017-12-14

Branch Locations

Kunnletown, PA • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Stroudsburg PA 11/2012 11/2017
Private Advisor Group, Llc Morristown NJ 12/2012 11/2017
Charles Schwab & Co., Inc. Jersey City NJ 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-10
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S65 Uniform Investment Adviser Law Examination
    2012-12-10
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19
Other Names
  • Thomas Bernard Byrne
  • Thomas Bernard Byrne

View on SEC IAPD

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