Gary Richard Gilgen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-02
WI	RA	APPROVED	2024-10-24
NC	RA	APPROVED	2021-04-27
MI	RA	APPROVED	2021-04-07

TX RA
APPROVED

Since 2025-04-02
WI RA
APPROVED

Since 2024-10-24
NC RA
APPROVED

Since 2021-04-27
MI RA
APPROVED

Since 2021-04-07

Branch Locations

Rochester Hills, MI • United States

950 W University Dr Ste 201, Rochester, MI 48307 • United States

Mellen, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rehmann Financial	Troy	MI	10/2005	03/2017
Royal Alliance Associates	Troy	MI	02/2010	04/2021
The Advisor Group-Brokerage & Employee Benefits, Inc.	Rochester Hills	MI	01/1997	04/2021
Rehmann Insurance Group, Llc	Lansing	MI	10/2005	03/2017
Rehmann Financial Network, Llc	Lansing	MI	01/2017	03/2017
Lpl Financial, Llc	Rochester	MI	04/2021	Present

10/2005 → 03/2017

Rehmann Financial

Troy, MI
02/2010 → 04/2021

Royal Alliance Associates

Troy, MI
01/1997 → 04/2021

The Advisor Group-Brokerage & Employee Benefits, Inc.

Rochester Hills, MI
10/2005 → 03/2017

Rehmann Insurance Group, Llc

Lansing, MI
01/2017 → 03/2017

Rehmann Financial Network, Llc

Lansing, MI
04/2021 → Present

Lpl Financial, Llc

Rochester, MI

Previous Registrations

2017-04-12 → 2021-04-08

Osaic Wealth, Inc.

Troy, MI

Clarkston, MI

Troy, MI

Rochester, MI

Rochester, MI
2010-04-26 → 2017-04-11

Rehmann Wealth

Troy, MI

Lansing, MI
1999-04-22 → 2005-06-23

Fsc Securities Corporation

Troy, MI

Other Businesses

1) 11/2013 - Real Estate Rental - Gilgen Enterprises, LLC - Investment Related - 1229 Olympia Dr. Rochester Hills, MI 48306 2) 7/2018 - Insurance Agency - Investment Related - 1229 Olympia Dr. Rochester Hills, MI 48306 3) 4/6/2021 - Lutheran Advisor Group, Inc. - DBA The Advisor Group, Inc. - Not Investment Related - Home Based - Other-Property Management - President - Started 1/1/2005 - 20 Hours Per Month/10 Hours During Securities Trading - Time Spent 15% - Property management services. 4) 09/13/2022 - Group - Brokerage & Employee Benefits, Inc. - Not Investment Related - Home Based - Other - Legal Shield and ID Theft sales - Start Date - 07/19/2018 - 10 Hours Per Month/10 Hours During Securities Trading - Time Spent 10% 5) 01/17/2025 - Lakeview Financial Consultants - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-09-04

S63 Uniform Securities Agent State Law Examination

1986-09-04

Designations

Certified Financial Planner

View on SEC IAPD