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Randy Paul Siller

Hightower Advisors, LLC

Chicago, IL

Rye Brook, NY

CRD 1532483

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-19
IL RA APPROVED 2021-01-25
  • NY RA
    APPROVED
    Since 2022-09-19
  • IL RA
    APPROVED
    Since 2021-01-25

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

800 Westchester Ave, Rye Brook, NY 10573 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Rye Brook NY 06/1998 12/2020
Hightower Advisors Llc Rye Brook NY 12/2020 Present
Hightower Securities Llc Rye Brook NY 12/2020 Present
  • 06/1998 → 12/2020
    Lincoln Financial Advisors Corporation
    Rye Brook, NY
  • 12/2020 → Present
    Rye Brook, NY
  • 12/2020 → Present
    Hightower Securities Llc
    Rye Brook, NY
Previous Registrations
  • 1999-09-01 → 2020-12-31
    Osaic Fa, Inc.
    New York, NY
    Rye Brook, NY
    Tarrytown, NY
    Rye Brook, NY
Other Businesses

1)SILLER AND COHEN LLC, LLC ENTITY, INVESTMENT RELATED, MEMBER, ENTITY TO PAY BUSINESS EXPENSES, START 12/23/2009, 10HPM/DTH. 2) NAME AND ADDRESS:RANDY P. SILLER 800 WESTCHESTER AVENUE, SUITE S-504 RYE BROOK, NY 10573 CATEGORY:LIFE SETTLEMENT INVESTMENT-RELATED:YES TITLE: AGENT DUTIES: OFFERING FIXED LIFE SETTLEMENTS. START DATE:03/24/10 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS:3 3)RANDY P. SILLER 800 WESTCHESTER AVENUE SUITE S-504 RYE BROOK NY 10573 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT/HEALTH, DISABILITY, FIXED ANNUITIES, LTC, INSURANCE PORTION OF HSAS, GROUP INSURANCE AND TRADITIONAL LIFE INSURANCE. START DATE: 9-1-2007 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-17
S63 Uniform Securities Agent State Law Examination 1986-08-18
  • S65 Uniform Investment Adviser Law Examination
    1996-10-17
  • S63 Uniform Securities Agent State Law Examination
    1986-08-18

View on SEC IAPD

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