Paula Ann Conti

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 03/2025
  Morgan Stanley
  Greenville, SC
• 12/2015 → 08/2017
  Securian Financial Services
  Mount Pleasant, SC
• 12/2015 → 08/2017
  Carolina Capital Management
  Mount Pleasant, SC
• 03/2025 → Present
  Wells Fargo Clearing Services, Llc
  Charleston, SC

Previous Registrations

• 2020-11-23 → 2025-04-01
  Morgan Stanley
  Greenville, SC

Other Businesses

POWER OF ATTORNEY FOR FRIEND; INV RELATED; GREENVILLE, SC; POA; 06/2010; 1 HOUR PER MONTH; 0 DURING TRADING; MANAGE FRIEND'S AFFAIRS IF HE IS UNABLE TO DO SO | EXECUTOR FOR FRIEND; INV RELATED; GREENVILLE, SC; EXECUTOR; 01/2040; 1 HOUR PER MONTH; 0 DURING TRADING; DISTRIBUTE ASSETS UPON DEATH

Exams

• S66 Uniform Combined State Law Examination
  2020-11-23
• S65 Uniform Investment Adviser Law Examination
  1995-09-06
• S63 Uniform Securities Agent State Law Examination
  1988-01-12

Other Names

• Paulaann Conti
• Paula A Conti
• Paula Conti
• Paula Ann Conti