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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-24 |
| OH | RA | APPROVED | 2013-12-02 |
Branch Locations
30160 Lakeshore Blvd, Willowick, OH 44095 • United States
34 N Main St., Chagrin Falls, OH 44022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Inlife Llc | Irvine | CA | 01/2012 | 12/2017 |
| Jp Morgan Securities Llc | Willowick | OH | 11/2013 | Present |
| Ultimate Steel Llc | Concord | OH | 11/2023 | Present |
Entity Name: Ultimate Steel LLC Investment related: No Address: 11075 Spear Rd, Concord, OH 44077 Nature of the other business: Steel Products Position/Title/Relationship: Employee/Contractor Start Date: 11/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Manufacturer of steel products. My responsibilities are that of an account manager and sales representative, non-financial. No similarities in this role to my role at JPMC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-20 |
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