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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
OH RA APPROVED 2013-12-02
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • OH RA
    APPROVED
    Since 2013-12-02

Branch Locations

30160 Lakeshore Blvd, Willowick, OH 44095 • United States

34 N Main St., Chagrin Falls, OH 44022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Inlife Llc Irvine CA 01/2012 12/2017
Jp Morgan Securities Llc Willowick OH 11/2013 Present
Ultimate Steel Llc Concord OH 11/2023 Present
  • 01/2012 → 12/2017
    Inlife Llc
    Irvine, CA
  • 11/2013 → Present
    Willowick, OH
  • 11/2023 → Present
    Ultimate Steel Llc
    Concord, OH
Previous Registrations
Other Businesses

Entity Name: Ultimate Steel LLC Investment related: No Address: 11075 Spear Rd, Concord, OH 44077 Nature of the other business: Steel Products Position/Title/Relationship: Employee/Contractor Start Date: 11/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Manufacturer of steel products. My responsibilities are that of an account manager and sales representative, non-financial. No similarities in this role to my role at JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-20
  • S66 Uniform Combined State Law Examination
    2004-11-20
Other Names
  • Michael Todd Moore

View on SEC IAPD

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