Robert Leo Morrissey

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2010-04-05

MO RA
APPROVED

Since 2010-04-05

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

1600 Genessee #961, Kansas City, MO 64102 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwn Securities	Palm Beach Gardens	FL	04/2010	Present

04/2010 → Present

Gwn Securities

Palm Beach Gardens, FL

Previous Registrations

1995-10-11 → 2010-04-06

Lincoln Investment

Kansas City, MO

Kansas City, MO

Other Businesses

VARIOUS INSURANCE COMPANIES, AGENT- THIS IS INVESTMENT RELATED BUSINESS; FIXED ANNUITIES, LTC AND LIFE INSURANCE; SALES REP; 1995-PRESENT; 15% OF TIME (LTC PRIMARILY): CLIENT REQUESTS. RELIANT FINANCIAL SERVICES NATURE: Financial Services POSITION: CFP, INVESTMENT RELATED: Is Investment Related, START DATE: 2010-04-01, HOURS PER MONTH: 130 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-07-14

S63 Uniform Securities Agent State Law Examination

1986-07-14

Designations

Certified Financial Planner

Other Names

Robert Leo Morrissey
Rob Morrissey
Robert Leo Morrissey

View on SEC IAPD