Walter Marcel Gundlach

Current Employers

Employment History

• 07/2006 → 10/2016
  J.P. Morgan Securities Inc.
  New Orleans, LA
• 09/2006 → 10/2016
  J.P. Morgan Securities Inc.
  New Orleans, LA
• 10/2016 → Present
  Lpl Financial, Llc
  New Orleans, LA
• 10/2016 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, CA

Previous Registrations

• 2008-10-01 → 2012-05-15
  J.P. Morgan Securities Llc
  New Orleans, LA
• 2006-09-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  New Orleans, LA
• 2002-09-05 → 2006-09-27
  Banc One Securities Corporation
  New Orleans, LA
  New Orleans, LA
  Chicago, IL

Other Businesses

(1) 10/27/2016: Gulf Point Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 40 Hr/Mo; 2 Hour(s) During Securities Trading; 20% Time Spent (2) 10/28/2016: GWM Advisors LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Gulf Point Advisors - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 120 Hr/Mo; 6 Hour(s) During Securities Trading; 80% Time Spent - I provide investment advisory services through GWM Advisors LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 3/6/2018 - gulf point advisors, llc - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/16/2018 - 160 Hours Per Month/120 Hours During Securities Trading (4) 7/6/2018 - Resource Bank - Not Investment Related - Resource Bank, 321 Veterans Memorial Blvd., Suite 101, Metairie, LA 70005 - For-Profit Board Member - Started 07/16/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Advisory Committee Member. (5) 09/20/2021 - Wild Azalea, LLC - Not Investment Related - 5441 Lancaster Lane, Pass Christian, Miss. - Business Entity For Tax/Investment Purposes Only - Start Date: 07/09/2021 - 1 Hour Per Month/0 Hours During Securities Trading. (6) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 2/3/2015 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-28
• S63 Uniform Securities Agent State Law Examination
  1993-12-03

Other Names

• Wally Gundlach