Kenton Dal Zeigler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-07
MN	RA	APPROVED	2018-02-14

TX RA
APPROVED_RES

Since 2021-04-07
MN RA
APPROVED

Since 2018-02-14

Branch Locations

Mendota, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zeigler Financial Services	Eagan	MN	01/1985	Present
Lpl Financial Llc	St. Paul	MN	02/2018	Present

01/1985 → Present

Zeigler Financial Services

Eagan, MN
02/2018 → Present

Lpl Financial Llc

St. Paul, MN

Previous Registrations

2002-03-08 → 2018-02-14

Sii Investments, Inc.

Eagan, MN

St. Paul, MN

Appleton, WI

Other Businesses

1. 2/7/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - PRESIDENT - Started 01/16/2018 - 12 Hours Per Month/1 Hour During Securities Trading - INVOLVED IN INCOME TAX PREPARATION.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-19
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1986-07-25

S66 Uniform Combined State Law Examination

2004-04-19
S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1986-07-25

View on SEC IAPD