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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-30 |
| CA | RA | APPROVED | 2006-09-25 |
Branch Locations
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
3010 Old Ranch Pkwy, Seal Beach, CA 90740 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Hills Estates | CA | 08/2006 | Present |
I*123184 For profit or not for profit: For-Profit Organization Name of outside business organization: Susan Castruita Investment related: N Address of business: Torrance, California 90504 Nature of business: Other,Self Compensation for Activity: Y Position, title, association: Other, Care giver of 11 year old boy Start date of relationship: 6/8/2019 Number of hours devoted: 100 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I signed adoption paperwork and because son is in foster care I will be receiving a check for approximately 1700.00 a month which is down for the 2700.00 i was receiving from Foster Care.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
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