Nickolas Naum Betta

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-11-03
MO	RA	APPROVED	2023-11-03

IL RA
APPROVED

Since 2023-11-03
MO RA
APPROVED

Since 2023-11-03

Branch Locations

Chesterfield, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Chesterfield	MO	06/1997	11/2023
Osaic Wealth, Inc.	Chesterfield	MO	11/2023	Present

06/1997 → 11/2023

Fsc Securities Corporation

Chesterfield, MO
11/2023 → Present

Osaic Wealth, Inc.

Chesterfield, MO

Previous Registrations

1998-12-22 → 2023-11-03

Fsc Securities Corporation

Chesterfield, MO

Other Businesses

1) FSC CORPORATE RIA, INVESTMENT RELATED, 432 Willow Weald Path, Chesterfield, MO 63005, START DATE: 06/1997, 0 HR/MTH., 0 HOURS DURING ST HOURS, ADVISORY SERVICES 2) AS A RR OF FSC-INSURANCE POSITION: Other - Registered Rep of FSC Securities NATURE: Other - Involves Fixed Insurance/Annuities all placed through Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2011 ADDRESS: 432 Willow Weald Path, Chesterfield MO 63005-1293, United States DESCRIPTION: I currently have no Fixed Insurance clients. However, I may do Fixed Insurance/Annuities business in the future.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-05
S63	Uniform Securities Agent State Law Examination	1986-08-11

S65 Uniform Investment Adviser Law Examination

1993-01-05
S63 Uniform Securities Agent State Law Examination

1986-08-11

Other Names

Nicholas N Betta

View on SEC IAPD