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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-06-28
TX RA APPROVED 2021-06-28
  • LA RA
    APPROVED
    Since 2021-06-28
  • TX RA
    APPROVED
    Since 2021-06-28

Branch Locations

2109 Tower Drive, Monroe, LA 71201 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelly Financial Services Group Monroe LA 08/1999 06/2021
Strategic Advisors Monroe LA 01/2002 Present
Regal Investment Advisors Llc Kentwood MI 11/2013 06/2021
Regulus, Llc Kentwood MI 01/2014 06/2021
Carrington Advisors, Llc Dallas TX 02/2021 06/2021
Regulus Financial Group Kentwood MI 06/2021 Present
Regal Investment Advisors Kentwood MI 06/2021 Present
Dragonstone Solutions Monroe LA 06/2021 Present
  • 08/1999 → 06/2021
    Kelly Financial Services Group
    Monroe, LA
  • 01/2002 → Present
    Strategic Advisors
    Monroe, LA
  • 11/2013 → 06/2021
    Kentwood, MI
  • 01/2014 → 06/2021
    Regulus, Llc
    Kentwood, MI
  • 02/2021 → 06/2021
    Dallas, TX
  • 06/2021 → Present
    Regulus Financial Group
    Kentwood, MI
  • 06/2021 → Present
    Regal Investment Advisors
    Kentwood, MI
  • 06/2021 → Present
    Dragonstone Solutions
    Monroe, LA
Previous Registrations
Other Businesses

1.STRATEGIC ADVISORS, INC / YES / 2109 TOWER DRIVE, MONROE, LA, 71201 / INVESTMENTS / OWNER / 08/86 / 10 / 10 / OWNER -- 2. TIGER BEND PROPERTIES OF MONROE LLC - RENTAL PROPERTY OWN 100% BY JOAN D & VICKI M KELLY; NO COMPENSATION; 5 HOURS/MONTH OUTSIDE OF NORMAL WORKWEEK. 3. NORTHSTAR/CLAH - INSURANCE AGENCY USED TO PURCHASE LIFE INSURANCE, LTC AND PREMIUM FINANCE CARES - AGENT - TIME VARIES FROM 1-10 HOURS/MONTH. 4. DRAGONSTONE CONSULTANTS LLC; 2109 TOWER DRIVE, MONROE, LA 71201; INVESTMENT RELATED; 15 HOURS/MONTH; START 1/12/2021; INSURANCE AGENT; COMMISSION; LICENSE FOR LIFE AND HEALTH INSURANCE 5. REGAL INVESTMENT ADVISORS - INVESTMENT ADVISORY BUSINESS 6. REGULUS ADVISORS - BROKER/DEALER BUSINESS 7. INTERNATIONAL STUDENT FOUNDATION: 501C3 CHARITABLE ORGANIZATION. BOARD MEMBER, APPROX. 10 HOURS PER MONTH, NO COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-18
S63 Uniform Securities Agent State Law Examination 1992-04-08
  • S65 Uniform Investment Adviser Law Examination
    1998-06-18
  • S63 Uniform Securities Agent State Law Examination
    1992-04-08
Designations

View on SEC IAPD

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