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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-11 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Memphis | TN | 04/2019 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 07/2015 | 07/2021 |
| Morgan Stanley | Dallas | TX | 08/2021 | Present |
*678114 - Alkebulan Original Black Art Importers, LLC; Investment related: Yes; Plano, Texas; Art/Culture; Partner(proprietor, partner, officer, director, employee, trustee, agent); 3/2026; During business hours: 0; After business hours: 6; Business Development/Growth:Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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