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Charles Edward Rice

Wells Fargo Clearing Services, LLC

Milwaukee, WI

Milwaukee, WI

Milwaukee, WI

Waukesha, WI

Wausau, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-09
WI RA APPROVED 2025-04-15
  • IL RA
    APPROVED
    Since 2025-12-09
  • WI RA
    APPROVED
    Since 2025-04-15

Branch Locations

111 E Kilbourn Ave Ste 2400 [Mq-Rbo], Milwaukee, WI 53202 • United States

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

111 E Kilbourn Ave Ste 2400, Milwaukee, WI 53202 • United States

20800 Swenson Dr Ste 200 Crossroads Corporate Center, Waukesha, WI 53186 • United States

2620 Stewart Ave Ste 116, Wausau, WI 54401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Chicago IL 07/2008 03/2019
Morgan Stanley Smith Barney Chicago IL 06/2009 04/2020
Lakeview Capital Partners Atlanta GA 04/2020 04/2022
Enverra Capital Llc Washington DC 06/2020 06/2022
Bison Wealth, Llc. Atlanta GA 05/2020 03/2025
Metric Financial, Llc Wilmette IL 06/2022 05/2024
Wells Fargo Clearing Services, Llc ( Waukesha WI 03/2025 Present
  • 07/2008 → 03/2019
    Morgan Stanley & Co. Incorporated
    Chicago, IL
  • 06/2009 → 04/2020
    Morgan Stanley Smith Barney
    Chicago, IL
  • 04/2020 → 04/2022
    Lakeview Capital Partners
    Atlanta, GA
  • 06/2020 → 06/2022
    Enverra Capital Llc
    Washington, DC
  • 05/2020 → 03/2025
    Bison Wealth, Llc.
    Atlanta, GA
  • 06/2022 → 05/2024
    Metric Financial, Llc
    Wilmette, IL
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc (
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-16
S65 Uniform Investment Adviser Law Examination 1994-04-05
  • S63 Uniform Securities Agent State Law Examination
    2025-06-16
  • S65 Uniform Investment Adviser Law Examination
    1994-04-05
Other Names
  • Chuck Rice

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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