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David Jonathon Feigeles

Oppenheimer & Co. Inc.

Melville, NY

CRD 1530561

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-13
TX RA APPROVED_RES 2018-11-09
NJ RA APPROVED 2007-11-09
  • NY RA
    APPROVED
    Since 2021-10-13
  • TX RA
    APPROVED_RES
    Since 2018-11-09
  • NJ RA
    APPROVED
    Since 2007-11-09

Branch Locations

401 Broadhollow Rd Suite 401, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Jericho NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    Jericho, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-05
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S65 Uniform Investment Adviser Law Examination
    2000-04-05
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09

View on SEC IAPD

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