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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
FL RA APPROVED 2020-11-25
TX RA APPROVED 2019-08-22
CT RA APPROVED 2019-08-20
  • NY RA
    APPROVED
    Since 2021-04-19
  • FL RA
    APPROVED
    Since 2020-11-25
  • TX RA
    APPROVED
    Since 2019-08-22
  • CT RA
    APPROVED
    Since 2019-08-20

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudentia Advisors Llc New York NY 01/2014 10/2016
Tn Capital Advisors Llc Stamford CT 10/2016 Present
Stone Key Securities Llc Greenwich CT 06/2017 12/2017
Dynasty Securities, Llc New York NY 03/2017 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 07/2019 Present
Bank Of America, N.A. Stamford CT 08/2019 Present
  • 01/2014 → 10/2016
    Prudentia Advisors Llc
    New York, NY
  • 10/2016 → Present
    Tn Capital Advisors Llc
    Stamford, CT
  • 06/2017 → 12/2017
    Stone Key Securities Llc
    Greenwich, CT
  • 03/2017 → 04/2017
    Dynasty Securities, Llc
    New York, NY
  • 07/2019 → Present
    Stamford, CT
  • 08/2019 → Present
    Bank Of America, N.A.
    Stamford, CT
Other Businesses

I*1393260For profit or not for profit: Name of outside business organization: Condominium Assoc, Investment related: Y, Address of business: Stuart, Florida, 34996Nature of business: ["HOA, Co-op, Freehold"]Position, title, association: Committee, Finance committee Start date of relationship: 7/24/2023Number of hours devoted: 12 hours Monthly, Number of hours devoted during trading hours: 0.5 Duties: The entity oversees the condominium's management for the benefit of the condo owners. I*2026345, Entity Type, Entity Charitable, Name of OBA: Sailfish Point, Address: Stuart, FL, 34996, Investment Related: No, Position, Title, Association: Committee, Employee Start Date: 10/23/2024, No Hours: 12hrs/Mo, No Hours during trading: 0, Duties: I would be one of about 10 members of the Strategic Planning Committee of the POA reporting suggestions to the board regarding facilities. I*: 2100309 Entity Type: Charitable Name of OBA: The C. and P. Bringsjord Foundation, Inc. Address: Briarcliff Manor, NY 10510 Investment Related: No Position, Title, Association: Other Employee Start Date: 06-Feb-2001 Number of Hours: 0 Number of Hours during trading: 0 Duties: The entity was formed but has never been used

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-19
S63 Uniform Securities Agent State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2019-08-19
  • S63 Uniform Securities Agent State Law Examination
    2017-07-26
Other Names
  • Conrad Lehne Bringsjord
  • Conrad Bringsjord

View on SEC IAPD

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