Michael George Botts

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  Mml Investors Services, Llc
  Bettendorf, IA
• 03/1996 → Present
  Massmutual Life Insurance Company
  Bettendorf, IA

Other Businesses

(1.) NAME:NO BUSINESS NAME. INV REL:N. ADD:4828 BROWN STREET, DAVENTPORT, IA 52806. NATURE:SPORTS OFFICIAL. POSITION:MAC COMMISSIONER. START DATE:01/01/2004. NO. HR/MO:15. NO. HR/MO DURING SEC TRADING:8. DESCRIBE DUTIES:ASSIGNING HS SPORTS. (2.) NAME:RIG NECK KENNELS. INV REL:N. ADD:4828 BROWN STREET, DAVENPORT, IA 52806. NATURE:DOG BREEDING AND DOG SHOWING. POSITION:OWNERSHIP. START DATE:12/01/2008. NO. HR/MO:40. NO. HR/MO DURING SEC TRADING:0.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-08-18

Other Names

• Mike Botts