Peter Nwabuokei Meme

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Brunswick, NJ

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-20
NJ	RA	APPROVED	2015-05-26

TX RA
APPROVED_RES

Since 2016-04-20
NJ RA
APPROVED

Since 2015-05-26

Branch Locations

2 Tower Center Blvd, East Brunswick, NJ 08816 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Brunswick	NJ	04/2015	Present
Bank Of America, N.A.	East Brunswick	NJ	11/2015	Present

04/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Brunswick, NJ
11/2015 → Present

Bank Of America, N.A.

East Brunswick, NJ

Previous Registrations

2013-01-08 → 2015-04-28

Garden State Investment Advisory Services, Llc

Red Bank, NJ

Scotch Plains, NJ
2010-10-28 → 2011-02-28

Valic Financial Advisors, Inc.

Berkeley Heights, NJ

Mount Laurel, NJ
2002-12-04 → 2004-12-07

Morgan Stanley Dw Inc.

Lawrencevill, NJ
2000-11-01 → 2002-07-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Brunswick, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-20
S63	Uniform Securities Agent State Law Examination	1995-03-21

S66 Uniform Combined State Law Examination

2010-10-20
S63 Uniform Securities Agent State Law Examination

1995-03-21

Other Names

Peter N Meme

View on SEC IAPD

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