Douglas Edward Purdy

Employer firm

Mackhouse Capital CRD 146350

$7.11M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Mackhouse Capital

1400 Main Street #199, Clarksville, IN 47129 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2015-11-30
IN	RA	APPROVED	2015-10-22

KY RA
APPROVED

Since 2015-11-30
IN RA
APPROVED

Since 2015-10-22

Branch Locations

Indianapolis, IN • United States

1400 Main Street #199, Clarksville, IN 47129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc.	La Vista	NE	09/2009	Present
Mackhouse Capital, Llc	Louisville	KY	07/2015	Present

09/2009 → Present

Securities America Inc.

La Vista, NE
07/2015 → Present

Mackhouse Capital, Llc

Louisville, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-13
S63	Uniform Securities Agent State Law Examination	1986-08-08

S65 Uniform Investment Adviser Law Examination

2015-10-13
S63 Uniform Securities Agent State Law Examination

1986-08-08

View on SEC IAPD