Victor Louis Mullins

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 12/2022
  Cantella & Co., Inc.
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2014 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2014-02-11 → 2023-06-01
  Cantella & Co., Inc.
  Miami, FL
  Malden, MA
  Miami, FL
  Malden, MA
  Malden, MA
• 2011-02-23 → 2014-02-18
  New England Securities
  Coral Gables, FL
• 2009-02-19 → 2010-12-23
  Ameriprise Financial Services, Llc
  Boca Raton, FL
  Ft Lauderdale, FL
  Palm Beach Gardens, FL
• 2008-01-01 → 2009-01-28
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 2005-09-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Coral Gables, FL
  Coral Gables, FL
  St. Louis, MO
• 1998-03-17 → 2005-08-29
  Morgan Stanley Dw Inc.
  Miami, FL

Other Businesses

1. VLM WEALTH MANAGEMENT, 12262 SW 140 Street, Miami FL 33186, United States, 02/2014, Investment Advisor Representative, 1099 Contractor, INV REL, 160 HR/MO, 100 HR/MO Trading 2. CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-29
• S63 Uniform Securities Agent State Law Examination
  1986-07-29

Other Names

• Victor L Mullins