Steven Gerald Grawe

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Quincy, IL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Quincy, IL

Other Businesses

TIMBERLINE ASSOCIATION ARCHITECTURAL COMMITTEE; NOT INVESTMENT RELATED; QUINCY, IL; COMMITTEE MEMBER; HOME OWNERS ASSOCIATION; START DATE 11/01/2016; 2 HOURS PER MONTH; 0 DURING TRADING HOURS. EXECUTOR FOR AUNT; INV RELATED; PETERSBURG, IL; START: 4/6/18; 1 HR/MO; 0 DURING TRADING. TIMBERLINE HOA, NOT INVT RELATED, QUINCY, IL, PRESIDENT, START DATE 4/15/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING HOA MEETINGS, DISCUSSING NEIGHBORHOOD TOPICS, LAKE MAINTENANCE AND HOA MAINTENANCE AND BUDGET. VOTING ON ANNUAL HOA FEES THAT WILL BE ASSESSED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-13
• S63 Uniform Securities Agent State Law Examination
  1986-07-26

Other Names

• Steve Grawe