Dawn Marie Collum

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-11-12

TX RA
APPROVED

Since 2012-11-12

Branch Locations

301 Junction Hwy Ste 249, Kerrville, TX 78028 • United States

Kerrville, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Kerrville	TX	10/2012	03/2020
Ameriprise Financial Services, Llc	Kerrville	TX	03/2020	Present

10/2012 → 03/2020

Ameriprise Financial Services, Inc.

Kerrville, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Kerrville, TX

Previous Registrations

2009-06-01 → 2012-10-25

Morgan Stanley

Kerrville, TX
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Kerrville, TX
2001-07-31 → 2007-04-02

Morgan Stanley Dw Inc.

Kerrville, TX

San Antonio, TX

Other Businesses

Real Estate Ownership; Single Family; 706 Arrow Ln, , Kerrville, TX, 78028; Investment-Related; 03/01/2022. Board of Directors; Major James Kerr Chapter, National Society Daughters of the American Revolution; Regent; 1776 D Street, , Washington, DC, 20006; Not Investment-Related; 06/01/2022; 10 to 19 hours per month; 1 to 9 during trading hours / San Antonio Area Regents Council (SAARC); President; 971 Monroe Dr, , Kerrville, TX, 78028; Not Investment-Related; 06/14/2025; 1 to 9 hours per month; 0 during trading hours / Major James Kerr Chapter, National Society Daughters of the American Revolution; Treasurer; 1776 D Street, , Washington, DC, 20006; Not Investment-Related; 05/27/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Personal story included in book; Included in a book about local leaders in various businesses. I am not the author, I did review and edit my personal story for accuracy.; 808 Irene St, , Kerrville, TX, 78028; Not Investment-Related; 10/01/2021; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-07-19

S66 Uniform Combined State Law Examination

1999-07-19

Other Names

Dawn Fritsch
Dawn M Collum

View on SEC IAPD