Nicholas L.m. De Peyster

Employer firm

Genesis Wealth Advisors, LLC CRD 158388

$200M regulatory AUM 9 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Genesis Wealth Advisors, Llc

400 Washington Street Suite 308, Braintree, MA 02184 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2011-08-03

MA RA
APPROVED

Since 2011-08-03

Branch Locations

532 Page Street, Stoughton, MA 02072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Genesis Wealth Advisors, Llc	Stoughton	MA	06/2011	Present

06/2011 → Present

Genesis Wealth Advisors, Llc

Stoughton, MA

Previous Registrations

2011-06-14 → 2012-07-24

Genesis Capital Advisors, Inc.

Stoughton, MA
2010-09-16 → 2011-08-31

Clarent Advisors, Llc

Stoughton, MA
2010-05-07 → 2010-09-10

Voya Financial Advisors, Inc.

Braintree, MA

Waltham, MA

Other Businesses

SURGE VENTURES, LLC., INVESTMENT-RELATED ACTIVITY; 770 SOUTHWOOD BOULEVARD SUITE 10 INCLINE VILLAGE, NV 89451, FAMILY ORIENTED LIMITED PARTNERSHIP, MANAGING DIRECTOR, 10% OF TOTAL TIME PER MONTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-23
S65	Uniform Investment Adviser Law Examination	2001-01-19
S63	Uniform Securities Agent State Law Examination	2000-11-03

S66 Uniform Combined State Law Examination

2010-04-23
S65 Uniform Investment Adviser Law Examination

2001-01-19
S63 Uniform Securities Agent State Law Examination

2000-11-03

Designations

Certified Financial Planner
Chartered Financial Analyst

Other Names

Nick De Peyster
Nicholas Lindsay Morris Depeyster
Nicholas L.M. Depeyster

View on SEC IAPD