Best Investors Account Sign in
Inactive

Nicholas L.M. De Peyster

Genesis Wealth Advisors, LLC

Stoughton, MA

Claim This Profile
Current Employers
Genesis Wealth Advisors, Llc

400 Washington Street Suite 308, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-08-03
  • MA RA
    APPROVED
    Since 2011-08-03

Branch Locations

532 Page Street, Stoughton, MA 02072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genesis Wealth Advisors, Llc Stoughton MA 06/2011 Present
Previous Registrations
  • 2011-06-14 → 2012-07-24
    Genesis Capital Advisors, Inc.
    Stoughton, MA
  • 2010-09-16 → 2011-08-31
    Clarent Advisors, Llc
    Stoughton, MA
  • 2010-05-07 → 2010-09-10
    Voya Financial Advisors, Inc.
    Braintree, MA
    Waltham, MA
Other Businesses

SURGE VENTURES, LLC., INVESTMENT-RELATED ACTIVITY; 770 SOUTHWOOD BOULEVARD SUITE 10 INCLINE VILLAGE, NV 89451, FAMILY ORIENTED LIMITED PARTNERSHIP, MANAGING DIRECTOR, 10% OF TOTAL TIME PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-23
S65 Uniform Investment Adviser Law Examination 2001-01-19
S63 Uniform Securities Agent State Law Examination 2000-11-03
  • S66 Uniform Combined State Law Examination
    2010-04-23
  • S65 Uniform Investment Adviser Law Examination
    2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    2000-11-03
Designations
Other Names
  • Nick De Peyster
  • Nicholas Lindsay Morris Depeyster
  • Nicholas L.M. Depeyster

View on SEC IAPD

Other Firms

CITIZENS SECURITIES, INC.
EXCHANGE PLACE ADVISORS, LLC
STRATEGIC FINANCIAL ALLIANCE, LLC
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
MML INVESTORS SERVICES, LLC

Other Investors

JOANNA D KHAN
ERIC R BELSKY
Jacob Hurley
Daniel Robert Ollquist
JOHN CHRISTOPHER OLLQUIST
MICHAEL ERIC SLY
ROBERT E NADOLNY
BENJAMIN STUDLEY MAGOUN

Other Offices

CITIZENS SECURITIES, INC. · STOUGHTON, MA
EXCHANGE PLACE ADVISORS, LLC · Canton, MA
STRATEGIC FINANCIAL ALLIANCE, LLC · CANTON, MA
COMMONWEALTH FINANCIAL NETWORK · Canton, MA
COMMONWEALTH FINANCIAL NETWORK · CANTON, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHARON, MA
LPL FINANCIAL LLC · SHARON, MA
TRANSAMERICA FINANCIAL ADVISORS, LLC · CANTON, MA

More in Stoughton, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor