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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED_RES | 2022-08-05 |
Branch Locations
15100 Pride Valley Rd, Little Rock, AR 72223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Little Rock | AR | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | Present |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-18 |
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