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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-06 |
| IN | RA | APPROVED | 2011-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 05/2011 | Present |
I*73301 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WERNER DIGITAL TECHNOLOGIES DBA INDYWARE/ANTCOFFEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: CARMEL, INDIANA 46032 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/1/2014 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IT CONSULTING AS WELL AS RETAIL SALES FOR COFFEE & TEA SUPPLIES. THIS IS MY HUSBAND'S BUSINESS AND I WILL BE THE CHIEF OPERATING OFFICER. I WILL HELP KEEP HIS BOOKS. I*107945 For profit or not for profit: For-Profit Organization Name of outside business organization: Kelley Werner Sole Proprietor dba Fancy That! Investment related: N Address of business: Carmel, Indiana 46033 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 9/23/2017 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a small business making handmade items and selling them at Craft Fairs. Not much if any profit. I have been told I need to collect Indiana sales tax so will be applying for a tax cert. This is all done after work hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-19 |
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