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Douglas Forbes Culver

Wells Fargo Clearing Services, LLC

Southampton, NY

Phoenix, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-09
NY RA APPROVED 2021-07-27
  • AZ RA
    APPROVED
    Since 2024-05-09
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

67 Hampton Rd, Southampton, NY 11968 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Southampton NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Southampton NY 11/2016 Present
Previous Registrations
  • 1991-08-26 → 2003-01-28
    Prudential Equity Group, Llc
    Southampton, NY
Other Businesses

PERSONAL REP FOR FATHER'S ESTATE, INV RELATED, WATER MILL, NY, START: 3/09/2019, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-24
S63 Uniform Securities Agent State Law Examination 1986-07-31
  • S65 Uniform Investment Adviser Law Examination
    1993-02-24
  • S63 Uniform Securities Agent State Law Examination
    1986-07-31

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Southampton, NY
UBS FINANCIAL SERVICES INC. · SOUTHAMPTON, NY
WELLS FARGO CLEARING SERVICES, LLC · SOUTHAMPTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHAMPTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHAMPTON, NY
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AMERIPRISE FINANCIAL SERVICES, LLC · Southampton, NY
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