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Syon Capital LLC CRD 322776
$4.38B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | Jersey City | NJ | 01/2015 | 01/2021 |
| Unemployed | Old Bridge | NJ | 02/2021 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2021 | 09/2022 |
| Bank Of America, N.A. | New York | NY | 02/2022 | 09/2022 |
| Syon Capital | San Fransisco | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-14 |
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