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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc. | Salisbury | NC | 06/1986 | 01/2019 |
| Scf Securities, Inc | Fresno | CA | 01/2019 | Present |
| Scf Investment Advisors, Inc | Fresno | CA | 01/2019 | Present |
| Lpl Financial Llc | Salisbury | NC | 05/2025 | Present |
1 - 05/2025 - Johnson Advisory, INC. - DBA for LPL Business (entity for LPL business) - Inv Related - 200 Hours/Month - 200 Hours During Trading - At reported business location(s). 2 - 05/2025 - Skorpik Johnson Farm - Farm - Not Inv Related - 0 Hours/Month - 0 Hours During Trading - Tyndall, SD - OBA Start Date: 10/10/1999.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-31 |
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