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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-15
  • OH RA
    APPROVED
    Since 2021-10-15

Branch Locations

Grand Blanc, MI • United States

Painesville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services, Llc Pepper Pike OH 03/2016 01/2021
Key Investment Services Llc Brooklyn OH 01/2021 10/2021
Fifth Third Bank Cincinnati OH 10/2021 Present
Fifth Third Securities Cincinnati OH 10/2021 Present
Previous Registrations
  • 2014-12-11 → 2021-10-28
    Columbus, OH
    Painesville, OH
    Columbus, OH
    Goshen, NY
    Liberty, NY
    Emmaus, PA
    Warrington, PA
    Monsey, NY
    Fairfield, CT
    Pawling, NY
    Harleysville, PA
    Kresgeville, PA
    Doylestown, PA
    Orangeburg, NY
    Lehighton, PA
    Ossining, NY
    Huntingdon Valley, PA
    Montgomery, NY
    Mahopac, NY
    Palmerton, PA
    Lansdale, PA
    Stamford, CT
    Frazer, PA
    Trexlertown, PA
    Norwalk, CT
    Nanuet, NY
    Yorktown Heights, NY
    Ambler, PA
    Lansford, PA
    Fishkill, NY
    Lansdale, PA
    Maple Glen, PA
    Souderton, PA
    Pottstown, PA
    Warminster, PA
    Pleasant Valley, NY
    Westport, CT
    Warwick, NY
    Chester, NY
    White Plains, NY
    Limerick, PA
    Hopewell Junction, NY
    Exton, PA
    Walnutport, PA
    Skippack, PA
    Kingston, NY
    Suffern, NY
    New City, NY
    North Wales, PA
    Mt. Kisco, NY
    Pearl River, NY
    New Windsor, NY
    Nyack, NY
    Cortlandt Manor, NY
    Douglassville, PA
    Sellersville, PA
    Brooklyn, OH
    Willow Grove, PA
    Poughquag, NY
    Gilbertsville, PA
  • 2010-07-06 → 2014-12-11
    Ashtabula, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-01
S63 Uniform Securities Agent State Law Examination 1996-12-20
  • S65 Uniform Investment Adviser Law Examination
    2010-07-01
  • S63 Uniform Securities Agent State Law Examination
    1996-12-20
Other Names
  • Nancy Delembo Kitson
  • Nancy Ruth Delembo
  • Nancy Ruth Westgate
  • Nancy Ruth Kitson
  • Nancy Ruth Slocum
  • Nancy Ruth Slocum
  • Nancy Delembo Kitson
  • Nancy Ruth Delembo
  • Nancy Ruth Westgate
  • Nancy Ruth Slocum

View on SEC IAPD

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