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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-13 |
| CT | RA | APPROVED | 2012-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Madison | CT | 04/2012 | Present |
1. Rental property; 329 Boston Post Rd, Madison, CT 06443; Owner; 01/01/1995; 4 Hours per Month; Not during securities trading hours; Investment-Related. 2. Notary; 329 Boston Post Rd Madison CT 06443; Notarize signatures; 08/03/1988; 1 hr/year; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-24 |
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