Steven James Lewis

Employer firm

Verity Asset Management CRD 158667

$1.15B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Verity Asset Mgmt
  Durham, NC
• 06/2011 → 11/2025
  Verity Investments, Inc.
  Durham, NC
• 10/2006 → Present
  Verity Financial Group
  Durham, NC
• 11/2025 → Present
  The Leaders Group Dba Simplicity Investments
  Summit, NJ

Previous Registrations

• 2006-10-31 → 2011-07-29
  Verity Investments, Inc.
  Aberdeen, NC
  Durham, NC
  Durham, NC
  Apex, NC
  Apex, NC
  Durham, NC
• 2006-03-10 → 2006-10-25
  Householder Group, Estate & Retirement Specialists
  Raleigh, NC
• 2005-01-21 → 2005-09-16
  Truist Investment Services, Inc.
  Durham, NC
• 2002-07-22 → 2005-01-03
  Chase Investment Services Corp.
  New York, NY

Other Businesses

1.) VERITY FINANCIAL GROUP - 10/23/06 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent contractor for life & annuity products, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) VERITY ASSET MGMT - 10/23/06 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Portfolio Manager, Portfolio manager, Invt Rel, Financial business, 160 hrs/mo; 120 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-15
• S63 Uniform Securities Agent State Law Examination
  1986-08-08

Other Names

• Steven James Lewis
• Steve Lewis