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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-28
MI RA APPROVED 2010-09-24
  • TX RA
    APPROVED_RES
    Since 2020-04-28
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

130 Kercheval Avenue, Grosse Pointe Farms, MI 48236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Grosse Pointe Farms MI 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Grosse Pointe Farms, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

VPM LLC; FAMILY CRAFT SHOW ITEMS; WIFE'S BUSINESS; MICHIGAN; NO TIME SPENT DURING AND AFTER BUSINESS; 06/2007

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-18
S63 Uniform Securities Agent State Law Examination 1986-08-18
  • S66 Uniform Combined State Law Examination
    2010-08-18
  • S63 Uniform Securities Agent State Law Examination
    1986-08-18

View on SEC IAPD

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