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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-08-16 |
| FL | RA | APPROVED | 2024-08-15 |
| CA | RA | APPROVED | 2024-08-14 |
| NJ | RA | APPROVED | 2023-06-12 |
| SC | RA | APPROVED | 2022-06-24 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2009-01-22 |
Branch Locations
Johns Island, SC • United States
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 01/2009 | Present |
Imajenn, LLC / 111 Bufflehead Drive Kiawah Island,South Carolina 29455 / Partnership/ Other Home rental / Home rental / Other / Renting my house / none - hired a property manager / Start Date 05/25/2017 / 2)Name of Business; Mountain Ridge Country Club./ Address: 713 Passiac Avenue West Caldwell New Jersey United States 07006./ Investment Related: No./ Nature: a country club with golf, dining, sim and tennis./ Role: President./ Duty: I ran the Board meeting, help set policy and work with the GM to enhance overall member ship experience./Start Date: 10/19/2022./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-10 |
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