Haerok Yoon

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-22
NY	RA	APPROVED	2021-06-14

TX RA
APPROVED

Since 2025-01-22
NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	Long Island City	NY	03/2017	Present

07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

Long Island City, NY

Other Businesses

NAME: HAEROK YOON- FIXED INSURANCE INV REL: Y ADDR: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY, 11548 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: SALES/SERVICES START DATE: 06/29/2021 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LTC, & HEALTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-18

S63 Uniform Securities Agent State Law Examination

1999-06-18

Other Names

Holly Yoon

View on SEC IAPD