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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-11
NY RA APPROVED 2026-03-30
  • FL RA
    APPROVED
    Since 2026-06-11
  • NY RA
    APPROVED
    Since 2026-03-30

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Ft Lauderdale, FL • United States

Poughkeepsie, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 03/2026
Cetera Investment Advisers Llc Schaumburg IL 01/2024 03/2026
Arax Advisory Partners, Llc Denver CO 03/2026 Present
  • 01/2013 → 03/2026
    Cetera Advisors Llc
    Denver, CO
  • 01/2024 → 03/2026
    Schaumburg, IL
  • 03/2026 → Present
    Arax Advisory Partners, Llc
    Denver, CO
Previous Registrations
  • 2024-02-23 → 2026-04-02
    Fort Lauderdale, FL
    Poughkeepsie, NY
    Fort Lauderdale, FL
    Daufuskie Island, SC
  • 2008-09-29 → 2024-03-21
    Cetera Advisors Llc
    Poughkeepsie, NY
    Lagrangeville, NY
    Block Island, RI
    Block Island, RI
    Poughkeepsie, NY
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Daufuskie Island, SC
Other Businesses

(1) NAME OF OTHER BUSINESS: TAKE FIVE MANAGEMENT, LLC DBA OMNI FINANCIAL ADVISORY GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PASS THRU ENTITY START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY, PASS THRU ENTITY; (2) NAME OF OTHER BUSINESS: 315 TITUSVILLE PROPERTIES INVESTMENT RELATED: NO ADDRESS: 315 TITUSVILLE RD POUGHKEEPSIE, NY 12603 NATURE OF BUSINESS: HOLDING LLC FOR A BUILDING START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: CO-OWNER BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES (3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ; ADDRESS: 1509 NE 5TH ST FT LAUDERDALE FL 33301 ; NATURE OF BUSINESS: BOOK SALES ; START DATE: 09/2020 ; POSITION/TITLE/RELATIONSHIP: AUTHOR ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: PUBLISHED A BOOK "MILE & HONEY" ; (4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 06/2023 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: FIXED ANNUITIES; (5) NAME OF OTHER BUSINESS: OG 8 HOLDINGS, LLC ; INVESTMENT RELATED: NO; ADDRESS: 3 CRAVIN RD DAUFUSKIE, SC 29915; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: LESS THAN 3; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 3; BRIEF DESCRIPTION OF DUTIES: OWNER AND MANAGER OF A COMMERCIAL BUILDING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-21
  • S63 Uniform Securities Agent State Law Examination
    1986-10-21
Designations

View on SEC IAPD

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