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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-06-06
  • OH RA
    APPROVED
    Since 2003-06-06

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

206 North Dixie Drive, Vandalia, OH 45377 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woods & Woods Associates Vandalia OH 09/1983 Present
Money Concepts Capital Corp Palm Beach Gardens FL 06/2003 Present
Other Businesses

(1) WOODS & WOODS PERSONAL LEASING INC. PRESIDENT. PAYROLL SERVICE. FROM 01/01/1991. 20 HRS/WK. ALL DURING SECURITIES TRADING. (2) WOODS & WOODS ASSOCIATES, LTD. MEMBER, SINCE 01/01/2009, CPA, ACCOUNTING & TAX WORK, 120 HRS. MO ALL DURING SECURITIES TRADING. (3) Woods Professional Building LLC, owner, commercial real estate rental. Non-investment related, 1-20% time spent on activity during non-securities hrs. (4) Woods Financial Group, Ltd., Consulting Services. OWNER, Non-investment related, 21 -40% time spent on activity during securities hrs. 5. The Mews Homeowners Assn, since 1/1/2022, 5737 Strathmore Lane, Dublin, OH 43017. Association, Residential Property, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    2017-09-22
Other Names
  • Jack Woods
  • John Wesley Woods

View on SEC IAPD

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