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Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2003-06-06 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
206 North Dixie Drive, Vandalia, OH 45377 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woods & Woods Associates | Vandalia | OH | 09/1983 | Present |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 06/2003 | Present |
(1) WOODS & WOODS PERSONAL LEASING INC. PRESIDENT. PAYROLL SERVICE. FROM 01/01/1991. 20 HRS/WK. ALL DURING SECURITIES TRADING. (2) WOODS & WOODS ASSOCIATES, LTD. MEMBER, SINCE 01/01/2009, CPA, ACCOUNTING & TAX WORK, 120 HRS. MO ALL DURING SECURITIES TRADING. (3) Woods Professional Building LLC, owner, commercial real estate rental. Non-investment related, 1-20% time spent on activity during non-securities hrs. (4) Woods Financial Group, Ltd., Consulting Services. OWNER, Non-investment related, 21 -40% time spent on activity during securities hrs. 5. The Mews Homeowners Assn, since 1/1/2022, 5737 Strathmore Lane, Dublin, OH 43017. Association, Residential Property, Non-investment related, 1-10% time spent on activity during non-securities hrs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-22 |
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