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500 S. Austrailian Avenue Suite 608, West Palm Beach, FL 33401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-18 |
| FL | RA | APPROVED | 2025-01-01 |
| NJ | RA | APPROVED | 2019-11-15 |
Branch Locations
3159 Alzante Circle Suite Suite 102B., Melbourne, FL 32940 • United States
407 E. Main St. Suite 3, Port Jefferson, NY 11777 • United States
300 Se 2Nd St Suite 600 Office # 27, Ft. Lauderdale, FL 33301 • United States
500 S. Austrailian Avenue Suite 608, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruggiero Investments | West Palm Beach | FL | 10/2013 | Present |
| Dominion Investor Services, Inc. | Horseshoe Bay | TX | 04/2018 | 06/2023 |
| Calton & Associates, Inc. | West Palm Beach | FL | 06/2023 | 05/2025 |
| Finalis Securities Llc | New York | NY | 06/2025 | Present |
1) Ruggiero Investments; CEO Started 8/2015 Registered Investment Advisor (RIA) - Investment Related. Compensation: Fee Based on AUM; Role: President; Approximate 130 hr Month during Market hours 2) Ruggiero Insurance Agency, LLC; Authorized Representative, started: 10/2019; CEO; engaged in insurance sales to individuals and businesses. Approximate 5 hrs Month to Insurance business 3 hrs during market hours. 3) Ruggiero Group Benefits Agency, LLC; Authorized Representative, started: 10/2019; CEO; Engaged in providing Group Benefits to companies. Approximate 5 hrs Month to Insurance business 3 hrs during market hrs 4) Ruggiero Consulting, LLC; investment related; 500 S Australian Ave Suite 608, West Palm Beach, FL, 32940; Used for the Broker-Dealer Business to Finalis Platform; Registered Representative; 03/03/2025; I will be focused on bringing syndication deals in need of funding. 5) Ruggiero, LLC; Managing Member Started 3/2025 Holding / Parent Company that owns Ruggiero Group Benefits Agency, LLC; Ruggiero Insurance Agency, LLC; Ruggiero Consulting, LLC. Approximate 1 hr Month during Market hours. 6) Three Plus One Plus One, LLC; Business for Creating Inventions, Patents, and Trademarks. Non-Investment Related. Owner, Started: 7/2010 Approximate 3 hrs Month to business 0 during market hours. 7) Legacy 4Ward; Started: 4/2025; Focused on succession planning for financial advisors, insurance agents, and CPAs. Title: Advisor; Role: Advisor looking for books; Investment- Related; Compensation: Will charge a commission for the purchase or sale of a book of business;, Approximate 2 hrs. Month to business 0 hrs during market hours. 8) Reliable Accountants, LLC; 34-25 28th Ave Astoria NY 11103; Accounting Practice; position; Owner. Ruggiero, LLC owns 50% of the accounting practice; Not Investment-Related; 10/2025; Approximate 2 hrs Month to business 5 hrs during market hours. 9) GG Global Electronics, Inc. ; 9100 154th Rd Jupiter, FL UN 33478; Company that owns an electronic invention patents, trademarks, licensing, etc; position; Owner, Company that owns electronic product ; Not Investment-Related; 3/27/2026; Approximate 5 hrs Month to business 1 hrs during market hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-20 |
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