Robert John Dollfus

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1984 → 06/2020
  Nationwide Insurance Co.
  Columbus, OH
• 06/1986 → 06/2020
  Nationwide Advisory Services, Inc.
  Blue Bell, PA
• 11/1984 → Present
  Dollfus Insurance And Financial Services Inc
  Phoenixville, PA
• 08/2020 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA
• 08/2020 → Present
  Hornor Townsend & Kent Llc
  Horsham, PA

Previous Registrations

• 2008-08-01 → 2020-07-01
  Nationwide Securities, Llc
  Phoenixville, PA
  Phoenixville, PA
• 2007-09-07 → 2008-08-01
  1717 Capital Management Company
  Phoenixville, PA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS:1200 CHARLESTOWN ROAD PHOENIXVILLE, PA 19460 | START DATE: 7/28/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: DOLLFUS INSURANCE & FINANCIAL SERVICES | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1200 CHARLESTOWN RD., PHOENIXVILLE, PA 19460 | START DATE: 11/1/1985 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OFBROKERAGE; P&C AND COMMERICAL LINES;LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-21
• S63 Uniform Securities Agent State Law Examination
  1986-08-14

Other Names

• Robert J Dollfus