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Dina Jan Artzt

Wells Fargo Clearing Services, LLC

Palo Alto, CA

Belmont, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-09-26
  • CA RA
    APPROVED
    Since 2013-09-26

Branch Locations

301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States

Belmont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Palo Alto CA 09/2013 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-05
S63 Uniform Securities Agent State Law Examination 1986-09-08
  • S65 Uniform Investment Adviser Law Examination
    1995-06-05
  • S63 Uniform Securities Agent State Law Examination
    1986-09-08
Other Names
  • Dina Jan Artzt
  • Dina J Yrtzt
  • Dina J Artzt

View on SEC IAPD

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