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14 West Plain St. Suite 201, Wayland, MA 01778-4470 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-17 |
Branch Locations
14 West Plain St. Suite 201, Wayland, MA 01778-4470 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westborough | MA | 07/2015 | 07/2018 |
| The Patriot Financial Group | Marlborough | MA | 09/2016 | 01/2020 |
| Securities America, Inc. | Marlborough | MA | 07/2018 | 02/2020 |
| Hays Financial Group, Llc | Marlborough | MA | 07/2021 | 03/2022 |
| Unemployed | Marlborough | MA | 02/2020 | 01/2021 |
| Hays Financial Group, Llc | Marlborough | MA | 01/2021 | 07/2021 |
| Unemployed | Marlborough | MA | 04/2022 | 10/2022 |
| Macys | Marlborough | MA | 11/2022 | 05/2024 |
| Asset Strategy Advisors, Llc | Natick | MA | 06/2024 | Present |
I am currently on call as weekend sales floor worker at Macys, Solomon Pond Frederick J & Margaret M Black Irrevocable Trust dated 04/29/2010 Position: Trustee - Nature: Trustee for family trust - Investment Related: Yes Hours: 1 - Securities Trading Hours: 0 - Start Date: 04/29/2010 Address: 716 Tysens Lane, Staten Island, NY 10306
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-24 |
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