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James Raymond Seaman

Alphastar Capital Management

Canton, OH

Cornelius, NC

CRD 1525056

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Employer firm

Alphastar Capital Management CRD 157423

$2.50B regulatory AUM 28 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-17
OH RA APPROVED 2011-11-07
  • TX RA
    APPROVED
    Since 2016-02-17
  • OH RA
    APPROVED
    Since 2011-11-07

Branch Locations

4327 Executive Circle Nw, Canton, OH 44718 • United States

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaman Retirement Planning Canton OH 03/1998 Present
Alphastar Capital Management, Llc Cornelius NC 11/2011 Present
  • 03/1998 → Present
    Seaman Retirement Planning
    Canton, OH
  • 11/2011 → Present
    Alphastar Capital Management, Llc
    Cornelius, NC
Previous Registrations
  • 2007-07-19 → 2011-11-04
    Cetera Advisors Llc
    Greenwood Village, CO
    Greenwood Village, CO
    Canton, OH
  • 2003-01-14 → 2007-07-18
    Legacy Advisory Services, Inc.
    Canton, OH
Other Businesses

Seaman Retirement Planning - Investment Related - 4327 Executive Circle NW Canton, OH 44718 - Independent Insurance Sales and Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-11
S63 Uniform Securities Agent State Law Examination 2000-04-26
  • S65 Uniform Investment Adviser Law Examination
    2016-01-11
  • S63 Uniform Securities Agent State Law Examination
    2000-04-26
Other Names
  • Jim Seaman

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

JEFFREY ALLEN KOTA
DARRELL GLEN CLEARY
LYNNE MARIE PETERS

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · CANTON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CANTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CANTON, OH

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