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1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
| NJ | RA | APPROVED | 2018-04-27 |
Branch Locations
549 Rt. 17 Suite F, Tuxedo Park, NY 10987 • United States
1065 Andrew Drive, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tuxedo Park | NY | 05/2000 | Present |
| Private Advisor Group, Llc | Tuxedo Park | NY | 07/2011 | 04/2018 |
| Wealthcare Advisory Partners, Llc | Tuxedo Park | NY | 04/2018 | Present |
1. 11/18/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELL LTC, DISABILITY, FIXED ANNUITIES, UNIVERSAL LIFE AND TERM LIFE. 2. 5/19/2014 - Prudent Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/20/2018 - Wealthcare Advisory Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2018 - 200 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, an independent investment advisor firm. I started this business activity in 04/01/2018. I expect to spend approximately 200 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/10/2019 - Prudent Wealthcare LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2019 - 5 Hours Per Month During Securities Trading. 5. 10/28/2019 - Wyatt Brothers Financial LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 06/01/2019 - 2 Hours Per Month During Securities Trading. 6. 03/17/2022 - Wealthcare Advisory Partners - DBA: Prudent Financial Advisors LLC - Investment Related - Home Based - Registered Investment Advisor DBA - IAR - Start Date - 04/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 7. 12/28/2022 - My Secure Advantage - Not Investment Related - Location: Online - Other - Financial Education - Start Date - 02/27/2023 - 3 Hours Per Month/3 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-14 |
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