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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
NJ RA APPROVED 2018-04-27
  • NY RA
    APPROVED
    Since 2021-06-09
  • NJ RA
    APPROVED
    Since 2018-04-27

Branch Locations

549 Rt. 17 Suite F, Tuxedo Park, NY 10987 • United States

1065 Andrew Drive, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tuxedo Park NY 05/2000 Present
Private Advisor Group, Llc Tuxedo Park NY 07/2011 04/2018
Wealthcare Advisory Partners, Llc Tuxedo Park NY 04/2018 Present
Previous Registrations
  • 2011-08-02 → 2018-04-26
    Warwick, NY
    Morristown, NJ
    Tuxedo Park, NY
    Tuxedo Park, NY
  • 2004-11-12 → 2009-06-30
    Morristown Financial Group, Llp
    Morristown, NJ
  • 2003-03-28 → 2004-06-03
    Morristown Financial Group, Llp
    Morristown, NJ
Other Businesses

1. 11/18/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELL LTC, DISABILITY, FIXED ANNUITIES, UNIVERSAL LIFE AND TERM LIFE. 2. 5/19/2014 - Prudent Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/20/2018 - Wealthcare Advisory Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2018 - 200 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, an independent investment advisor firm. I started this business activity in 04/01/2018. I expect to spend approximately 200 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/10/2019 - Prudent Wealthcare LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2019 - 5 Hours Per Month During Securities Trading. 5. 10/28/2019 - Wyatt Brothers Financial LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 06/01/2019 - 2 Hours Per Month During Securities Trading. 6. 03/17/2022 - Wealthcare Advisory Partners - DBA: Prudent Financial Advisors LLC - Investment Related - Home Based - Registered Investment Advisor DBA - IAR - Start Date - 04/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 7. 12/28/2022 - My Secure Advantage - Not Investment Related - Location: Online - Other - Financial Education - Start Date - 02/27/2023 - 3 Hours Per Month/3 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-27
S63 Uniform Securities Agent State Law Examination 1992-04-14
  • S65 Uniform Investment Adviser Law Examination
    2003-03-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-14

View on SEC IAPD

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