David Eugene Elwell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Lpl Financial, Llc
  Des Moines, IA

Previous Registrations

• 2000-12-04 → 2007-08-04
  Citigroup Global Markets Inc.
  Des Moines, IA
  Des Moines, IA

Other Businesses

1. 07/27/2007 - DBA ONLY - ELWELL FINANCIAL SERVICES, INC. - SOLE OWNER OF CORP. - DES MOINES, IA. 2. 2/27/2023 - US Army Reserve - Not Investment Related - At Reported Business Location(s) - Community, Civic and Charitable Board - Retired Member - Start Date - 02/03/2023 - 0 Hours Per Month/0 Hours During Securities Trading 3, 2/27/2023 - JPE Family Corporation - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading 4. 08/31/2023 - Midwest Commercial Real Estate Services, LLC - Real Estate Rental - Investment Related - Start Date 08/30/2023 - 0 Hours Per Month/0 Hours During Securities Trading 5. 08/31/2023 - Benjamin Companies LLC - Real Estate Rental - Investment Related - Des Moines, IA - Start Date 08/30/2023 - 5 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1986-06-30