Henry Owen Chol

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-07
LA	RA	APPROVED	2012-08-08

TX RA
APPROVED

Since 2014-02-07
LA RA
APPROVED

Since 2012-08-08

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Lake Charles	LA	08/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/2012 → Present

Morgan Stanley Smith Barney

Lake Charles, LA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1986-08-22 → 2012-08-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Charles, LA

Lake Charles, LA

Other Businesses

IMMACULATE CONCEPTION CATHEDRAL CHURCH, P. O. BOX 1029, LAKE CHARLES, LA. 70602, CATHOLIC CHURCH, PARISHIONER AND TRUSTEE, 27 YEARS, 1 HR MNTH, 0 DRNG TRDNG HRS, NOT INVST RLTD.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-20
S63	Uniform Securities Agent State Law Examination	1986-08-20

S65 Uniform Investment Adviser Law Examination

1996-06-20
S63 Uniform Securities Agent State Law Examination

1986-08-20

View on SEC IAPD