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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments Inc | Meriden | CT | 07/2016 | 04/2018 |
| Amalgamated Bank | New York | NY | 06/2016 | 07/2018 |
| Investors Bank | New York | NY | 08/2018 | 12/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2018 | 12/2021 |
| Cetera Investment Advisers Llc | New York | NY | 08/2018 | 12/2021 |
| Infinex Investments, Inc | Meriden | CT | 12/2021 | 07/2026 |
| Apple Bank | Brooklyn | NY | 12/2021 | 07/2026 |
| Lpl Financial Llc | New York | NY | 07/2026 | Present |
| Dime Community Bank | New York | NY | 07/2026 | Present |
1) 6/23/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Dime Financial Services - Inv. Related- At reported branch location(s).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-25 |
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