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3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-10-07 |
Branch Locations
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 07/2015 | 01/2019 |
| Rockefeller Financial Llc | Atlanta | GA | 01/2019 | 05/2020 |
| Rockefeller & Co Llc | Atlanta | GA | 01/2019 | 05/2020 |
| Wells Fargo Clearing Services, Llc. | Atlanta | GA | 10/2020 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 02/2022 | 09/2025 |
| Unemployed | Atlanta | GA | 05/2020 | 10/2020 |
| Openarc Corporate Advisory, Llc | Atlanta | GA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-20 |
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